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Nietzsche's
interpretation of his sources on Darwinism: Idioplasma,
Micells and military troops In this paper I will explore Nietzsche's
reception of Darwin through the work of C. von Nägeli,
in particular his Mechanisch-physiologische Theorie
der Abstammungslehre which appeared in 1884
and which Nietzsche annotated extensively, as the copy in
his library in Weimar shows. Although Nietzsche had
become familiar with the theory of Darwinism in his
student days in Leipzig, most notably through Friedrich
Albert Lange's Geschichte des Materialismus und Kritik
seiner Bedeutung, as Anni Anders and Karl Schlechta
suggest1, it was
only at a later stage in July 1886 that he acquired a
specialist book on the theory of descent and worked
through it systematically. In the draft of a letter to
Franz Overbeck, dated 14 July 1886, he writes: On
hunting for good original books I once again came across
something from Munich: Nägelis [Mechanical-physiological
theory of] descent (a work that has been sheepishly put
aside by Darwinists."2
It
might be considered significant that even in 1886
Nietzsche did not acquire Bronn's translation of the
second edition of Darwin's The Origin of the Species,
titled Ursprung der Arten, which appeared four
years after the first publication of the epochal work in
1863, or the new translation by Carus in 1883,3 but rather a book by the
Anti-Darwinist botanist, Karl Wilhelm Nägeli. Nägeli
was born in 1817 in Zurich where he also became an
associate professor in 1848. He held professorships in
Freiburg in 1852, in Zurich in 1855 and in Munich in
1858. He is credited with major contributions in all
areas of botany, but especially with haven based
morphology on a strict evolutionary and historical
method. He made the new cell theory the starting point of
morphology and investigated the cell formation and the
molecular structure of the individual organs of the
cells. His contributions to an understanding of algae
were significant, especially the species of the
'phanerogametes', whose classification caused problems
because of the existence of hybrids or of more constant
intermediate forms. His last years were devoted mainly to
the study of bacteria. He was the author of a long list
of publications.4 This
meant that Nietzsche read the work of a specialist at the
cutting edge of his science whose criticism of Darwin's
theory had to be taken seriously. Although Nietzsche
makes it seem as though Nägeli was an outsider swimming
against the tide of Darwinism, it must be kept in mind,
that Anti-Darwinism was the norm in German scientific
circles at the time.5 With
the exception of Ernst Haeckel, who popularised Darwin in
Germany, German biologists favoured Lamarck's concept of
the inheritance of acquired characteristics over Darwin's
theory of evolution, which stressed spontaneous variation
coupled with adaptation to the environment. An
understanding of the dominant intellectual trends of his
time certainly accounts for the polemical stance of much
of Nietzsche's writings on Darwin. This polemical stance,
however, which more often than not is based on
Nietzsche's superficial knowledge of Darwin's theory,
belies a deeper understanding of and engagement with some
of the key issues raised by Darwin and their
philosophical ramifications.6 Nietzsche's polemics were
directed mainly at the socio-political conclusions which
many of Nietzsche's contemporaries drew from Darwinism.
His main targets were therefore the (mainly) English
Social-Darwinists such as Herbert Spencer and John Stuart
Mill, whose works Nietzsche possessed in his library and
read carefully, as his underlinings and comments suggest.
Nietzsche's main problem with Social-Darwinism was the
teleological view of history it proposed according to
which humankind is inexorably moving towards its own
perfection. This view seems to have been underpinned by a
simplistic application of Darwin's principle of selection
to the progress of human history.
The
German Darwinians, however, such as David Strauß, also
came under Nietzsche's attack in the first part of his Untimely
Meditations, titled 'David Strauß der Bekenner und
der Schriftsteller'. Nietzsche accused Strauß of failing
to separate the questions 'How do we understand the
world' and 'How do we order our lives', yet Nietzsche
himself often merges the analytical and ethical levels.7 Werner Stegmaier argues that,
although Nietzsche's understanding of the natural
sciences never exceeded the common tenets, this was
sufficient to make their results productive for his own
philosophy. I think this conclusion needs to be modified
somewhat on the evidence of recent articles on
Nietzsche's reception of Lange, Roux, Féré and Galton.8 This trend is corroborated by
his close reading of Nägeli. Although it is true
Nietzsche never obtained an academic qualification in
biology, although shortly before accepting the
professorship in Basel he was toying with the idea of
studying the natural sciences in Paris together with his
friend, Erwin Rohde9, he
nevertheless informed himself sufficiently about the
latest scientific developments to know what he was
talking about. This ongoing interest is corroborated by
the scientific books in his library, as well as his
borrowings from the university libraries.
When
dealing with Nietzsche's utterances on Darwinism during
1886, one has to be careful to distinguish between his
major source, Nägeli, who already offered an
interpretation and criticism of Darwin; Nietzsche's own
interpretation of Nägeli; and finally the ideological
uses of Nietzsche's Darwinist legacy. This requires a
genealogical reading which Nietzsche had himself proposed
to reveal the layering of historical texts.
A
fragment from the Nachgelassene Fragmente between
the autumn of 1885 and the autumn of 1886 already
contains a revealing quote of one of Nägeli's key
concepts, the idioplasma. Nietzsche writes:
The
central concern of Nietzsche's philosophical reflections
at this time could be summed up as 'am Leitfaden des
Leibes'. Nietzsche's reception of Nägeli falls into the
period of Beyond Good and Evil when Nietzsche
began to radically question the metaphysical
justification of moral values and judgements as
exemplified by Christian religion and idealist philosophy
from Plato to Kant and Schopenhauer. For this he needed a
vantage point beyond metaphysics which he found in the
natural sciences and especially in physiology. With its
emphasis on the organism as a complex set of interactions
from simple cells to multicellular structures, physiology
offered Nietzsche a perspective from which to ground our
psychic activity in our physical existence.
I
would argue that Nietzsche was developing a materialist
model of the psyche during this time. In the above
fragment he questions the split between the internal and
the external world, which was a fundamental assumption of
the Christian and the Platonic tradition. Nietzsche
stands this opposition on its head by saying that the
outside world is a projection of our sensory perception.
He asks whether the body is commanding our sensory
perceptions to treat the external world according to its
own needs. Nietzsche postulates that the same levelling
and ordering force which acts on the idioplasma is also
at work when we incorporate, or rather, ingest, the
outside world.
Our
sensory perceptions are already the result of this making
similar and equating in regard to all the past in us;
they do not immediately follow the impression or the
sensory stimulus. This seems to imply that we are only
able to perceive that which our senses have been trained
to perceive, and that this training is the result of a
long history, in which our responses to the external
world that guaranteed our survival have become
internalised.
Nägeli
uses the metaphor of a loosely structured military troop
on the one hand and a highly organised and disciplined
army on the other to illustrate the difference between
the simple idioplasma of the lower organisms and the
complex idioplasma:
This
implies that there is a formative drive common to all
organisms, both plant and animal, from the simplest cell
or idioplasma to the most complex multicellular
structure. Nägeli defines the perfection of an organism
as its ordered and organised complexity which he compares
to an architectural plan. Nägeli stresses that under the
more perfect he understood the more composite
organisation and continues:
This
view of perfection is at odds with Darwin's view that the
organism best suited to its surroundings has the best
chances of survival. This means that even the simplest
organism can be considered perfect in its adaptation to
its environment and therefore in no need of improvement,
whereas complexity might turn out to be a disadvantage to
the survival of an organism if it cannot adapt
effectively to its surroundings.
Nägeli's
definition of perfection as higher complexity with a
greater division of labour in an organism must have
appealed to Nietzsche's own preference for a hierarchical
and aristocratic order. By contrast, Nietzsche
interpreted Darwin's thesis of the adaptation to one's
surroundings as a scientific endorsement of democracy and
mediocrity in modern European society.
On
another level, however, Nietzsche uses Nägeli's concept
of the highly organised multicellular structure to
question the notion of the unified, self-identical
subject underlying Western philosophy. He analyses how
each sentence implies a subject or agent who wants to
impose her/his will on another object or person.
Nietzsche takes the grammar of the sentence 'I want
something' apart by asking what each word or part of the
sentence means and reveals the various forces at play
under such apparently simple words as 'I' and 'want'.
Nietzsche himself uses the architectural metaphor of the
building where various persons meet and interact to
describe the psyche in its relation to the body.
Nietzsche explains how the subject who wants only
performs the role of the commanding officer of her/his
various subordinate souls:
It
is striking how much emphasis Nietzsche places on
commanding and obedience. Seen from his perspective, the
unified subject itself becomes the effect of a complex
ordering, which produces pleasurable sensations in the
subject. This pleasure might even prevent the subject
from questioning its own unity and self-identity and
makes it state categorically, 'It is I who wanted this'.
The fiction of the unified subject is thus reinforced by
grammar. Nietzsche's insight into the constitution of the
subject leads him to place morality squarely in the field
of power relations, i.e. what is good is no longer willed
by a free subject, but rather depends on the subject
successfully ordering its lesser souls or its drives to
do its bidding. This is analogous to the power-play
within wider society. Nietzsche thus adopts Nägeli's
metaphor of the military troop and turns it into a key
metaphor in his questioning of the Christian-Platonic
concept of the soul.
Nägeli
confirmed Nietzsche's own suspicion of the Darwinist
concept of the struggle for survival as the driving force
of evolution. Nägeli wants to separate this hypothesis
from Darwin's major achievement, namely the selection of
the entirety of those qualities that are more
advantageous to the individual or the species. Nägeli
writes:
Nägeli
believes that simple cell structures can develop in
either direction whereas development towards higher, more
complex structures is possible exclusively or preferably
in composite structures. Under these preconditions, the
basic organisation of the simple cell structure remains
unchanged even after an infinite number of changes,
because the positive steps add up to the same sum as the
negative ones. Nägeli concedes that arbitrary or
directionless change of individuals would be conceivable,
if they were determined by external influences, such as
diet, temperature, light, electricity and gravity. From
this he deduces that since these causes can obviously not
be brought into a definite relation to the more or less
composite organisms, they would have to effect now a
positive and then a negative change.13
Nägeli
tries to expose the absurdity of Darwin's theory of
selection of those organs best suited to their
surroundings by means of the example of the tube of a
flower and the proboscis of an insect. If the insect
could develop a long proboscis in response to the length
of the tube, why could not the flower have developed a
shorter tube in the first place or no tube at all?
Nägeli argues that the simultaneous transformation of
both organs according to the theory of selection becomes
a Münchhausen who pulls himself out of the mud by his
own bootstraps.14
Nietzsche underlined this comment and wrote 'very good'
in the margin.
Nägeli
does not regard the effect of the external world on the
organism in the Darwinian sense as mediated by
competition and suppression but rather as an immediate
effect.15
Clearly Nägeli is dissatisfied with Darwin's view that
all organisation is an adaptation to prevailing
conditions. In the margin of this critique Nietzsche
wrote 'Spencer'. Nägeli reveals the blind spot of
Darwin's theory, however, when he points out his
inability to explain how the better adapted
characteristics can be inherited from the one generation
by the next:
To
address this problem, Nägeli advances the theory of the
chemical composition of the protein within the micell
which sounds like an uncanny anticipication of the DNA
structure of genes. Nägeli writes that today's
scientific insight demands the assumption that the
hereditary predispositions must be grounded in the
physical and chemical composition of the 'albumen', i.e.
in the molecular composition of the individual micell and
in the integration of the complete micell resulting in
the idioplasma.17
Nägeli's
views on the development of a more perfect or complex
cellular structure seem to coincide with Nietzsche's own
views on the absolute difference in rank between the
higher type of individual and the herd type. Whereas the
higher individuals are marked by greater complexity and
make human culture worthwhile, the herd types merely
conserve the achievements of culture, without enhancing
it. Nietzsche rejects any notion of the progress of
history and culture through the majority. He argues that
if nature were striving to achieve a goal, such as the
perfection of humankind, it would have been achieved a
long time ago. Since this has not happened in any planned
or logical way, Nietzsche sees the creation of the higher
type as purely coincidental. Nietzsche's favoured
metaphor for the workings of fate is not the linear
progression, but the game of dice that produces the
higher types in a stroke of luck:
Yet
Nietzsche does not seem content with chance throwing up
the higher type. Instead, he wants to breed the higher
type under the right genetic, dietary, geographical,
climatic and educational conditions. In the last
unpublished fragments of 1888 and 1889, however, he
expresses doubts about the desirability of his own grand
social experiments. He wonders, whether the higher type
with his asocial nature would not destroy himself and the
rest of society. In this context he reevaluates the
meaning of mediocrity and democracy and seems to
recognise it as the conserver of culture. In this regard
his position coincides with Darwin's.
Nietzsche
also found the idea that evolutionary change took place
invisibly and over millenia already formulated by
Nägeli. He marked this comment with a double line in the
margin and a fold at the top of the page. Again, Nägeli
uses a human metaphor to explain an evolutionary
principle. Nägeli assumes that many thousands of years
were necessary to the formation of new physiological
features but ascribes an earth period to the evolution of
the predispositions.18
According to Nägeli, constant but invisible causes
propelled the evolutionary process:
Even
if Nietzsche must have disagreed with this optimistic,
teleological view of human progress, he must have found
in the description of the quiet amassing of invisible
work over millennia a blueprint of what he had in mind
for his genealogy of morals. Nietzsche's genealogy is
precisely such a historiography that delves under the
surface of our actions to reveal the physio-psychological
dynamics that produce them.
Nietzsche
drew his own contentious conclusions from Nägeli. His
search for a physiological foundation for his concept of
the 'will to power' is a case in point. It seems that
Nietzsche is equating the force in the idioplasma with
his own concept of the will to power. In the margin of
Nägeli's Anti-Darwinian account of progress as a sudden
leap Nietzsche wrote 'Wille'. Nägeli disagrees with
Darwin's notion that some characteristics of the
developed organism are transformed slowly into a higher
form and argues that they display at least an antipathy
against the formation of intermediate phases. He believes
without a doubt that this already applied to the
predispositions in the idioplasma, in that the old
predisposition is not transformed into the new one, but
rather in that the new one is formed next to the old one
and then, if it has become sufficiently strong, develops
in its place.20 In the
same way, the will to power of the higher individual
displaces the weaker will to power of the herd type
without any transition.
I
think that Nietzsche was looking for an underlying
principle in nature that could neither be verified nor
falsified by the empirical sciences of his day because it
operated on a meta-scientific level.21 He imposed his theory of the
'will to power' on nature as a counterbalance to Darwin's
teleological and moral interpretation of nature in his Descent
of Man (1871), in which Darwin attempted to draw the
conclusions of his theory of evolution for human culture.22 Whereas the Darwinians saw
mankind as the pinnacle of evolution which could only
perhaps still be improved upon morally to achieve an
ideal harmonious and peaceful society, Nietzsche offered
an alternative interpretation of nature based on chance,
mastery and aristocratic values. In this venture he was
looking for scientific allies, whom he found amongst the
Anti-Darwinists, and especially in Nägeli. However
Nietzsche did not simply copy Nägeli's views, but
transformed them through his own philosophical project
into an ongoing critical engagement not only with Darwin
and the Social-Darwinists, but also with the Christian
and Platonic metaphysical tradition.
1 Karl Schlechta und Anni Anders, Friedrich
Nietzsche. Von den verborgenen Anfängen seines
Philosophierens. Stuttgart-Bad Cannstatt: Friedrich
Frommann Verlag 1962, p. 63.
2 Sämtliche Briefe, Vol. 6, p. 204.
Translations of Nietzsche and Nägeli are my own. Apart
from Nägeli Nietzsche knew: Eugen Dreher, Der
Darwinismus und seine Konsequenzen in wissenschaftlicher
und sozialer Beziehung. Halle 1882; W.H. Rolph, Biologische
Probleme zugleich als ein Versuch zur Entwicklung einer
rationellen Ethik. 2. Auflage. Leipzig 1884; Wilhelm
Roux, Der Kampf der Teile im Organismus. Ein Beitrag
zur Vervollständigung der mechanischen
Zweckmäßigkeislehre. Leipzig 1881; J.H. Thomassen, Bibel
und Natur. Allgemein verständliche Studien über die
Lehren der Bibel vom Standpunkte der heutigen
Naturwissenschaft und Geschichte. 4. Auflage. Köln
und Leipzig 1881.
3 Meyers großes Konversationslexikon.
Leipzig und Wien: Bibliographisches Institut 1906, p.
530.
4 Meyers großes Konversationslexikon,
p. 376.
5 See Lucille Ritvo, Darwin's Influence
on Freud. A Tale of Two Sciences. New Haven and
London: Yale University Press, 1990. Also see Curt Paul
Janz, Friedrich Nietzsche. Biographie. München:
Carl Hanser 1978, Vol. 1, p. 320, on the influence of the
prominent Anti- Darwinist, L. Rütimeyer, on Nietzsche
during his years in Basel.
6 See Dieter Henke, 'Nietzsches
Darwinismuskritik aus der Sicht gegenwärtiger
Evolutionsforschung.' In: Nietzsche-Studien 13, 1984: p.
189: Erst in der Spannung der Aphorismen zueinander
spiegelt sich Nietzsches erregende, meist ungenannte
Nähe zu Darwin."
7 See Werner Stegmaier, 'Darwin,
Darwinismus, Nietzsche. Zum Problem der Evolution'. In: Nietzsche
Studien, Bd. 16, 1987, p. 265.
8 Jörg Salaquarda, 'Nietzsche und Lange'.
In: Nietzsche Studien, Bd. 7, 1978, p. 236-253;
Wolfgang Müller-Lauter, 'Der Organismus als Innerer
Kampf. Der Einfluß von Wilhelm Roux auf Friedrich
Nietzsche.' In: Nietzsche Studien, Bd. 7, 1978, p.
189-223; Hans Erich Lampl, 'Ex oblivione: Das
Féré-Palimpsest'. In: Nietzsche Studien, Bd. 15,
1986, p. 225-264; Bettina Wahrig-Schmidt, ''Irgendwie,
jedenfalls physiologisch'. Friedrich Nietzsche, Alexandre
Herzen (fils) und Charles Féré 1888'. In: Nietzsche
Studien, Bd. 17, 1988, p. 434-464; Marie-Luise Haase,
'Friedrich Nietzsche liest Francis Galton'. In: Nietzsche
Studien, Bd. 18, 1989.
9 See Curt Paul Janz, Friedrich
Nietzsche. Biographie, Bd. I. München: dtv 1981, p.
319.
10 Nägeli, C. v., Mechanisch-physiologische
Theorie der Abstammungslehre. Mit einem Anhang: 1. Die
Schranken der naturwissenschaftlichen Erkenntnis. 2.
Kräfte und Gestaltungen im molekularen Gebiet. München
und Leipzig 1884, p. 25.
11 Nägeli, p. 12-13.
12 Nägeli, pp. 7-8.
13 Nägeli, p. 12.
14 Nägeli, p. 150.
15 Nägeli, p. 139.
16 Nägeli, pp. 139-140.
17 Nägeli, p. 68.
18 Nägeli, p. 135.
19 Nägeli, p. 135.
20 Nägeli, p. 185.
21 For a detailed account of this
interpretation of Nietzsche's 'will to power', see
Walther Ch. Zimmerli, Friedrich Nietzsche's
Criticism of Science" (unpublished paper), p. 18,
where Zimmerli states that there is no way of
experiencing truth. What could be experienced is nothing
but the failure of presuppositions or hypotheses. That
which we falsely call 'experienced truth' is nothing but
the lack of experienced failure, and, as we all know,
this, for very simple logical reasons, does not allow for
any inferences as to the truth of the respective
presupposition or hypothesis."
22 Werner Stegmaier, p. 276.
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