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CADASTRE AND LAND INFORMATION SYSTEMS FOR DECISION-MAKERS IN THE DEVELOPING WORLD By Clarissa Fourie, Senior Lecturer, Surveying Program,
School of Civil Engineering, Surveying and Construction, University of
Natal (Durban), South Africa Presented at the UN-FIG Conference on Land Tenure
and Cadastral Infrastructures for Sustainable Development, Melbourne,
Australia, 25-27 October, 1999. ABSTRACT INTRODUCTION One of the central issues discussed was the notion or setting up a national spatial framework based on visualisation, to aid the development of a country's Land information Management system (hereafter termed LIM system). We discuss this notion firstly, showing that existing cadastral/LIM systems in Africa are largely undeveloped and decision-makers often have to make critical decisions based on very little information. Secondly, we discuss the income profile of Africa and indicate that present cadastral/LIM systems are too expensive and are not geared to poverty alleviation, which has serious implications for equity and development. Thirdly, we argue that the design of present cadastral/LIM systems is preventing the technical innovations that are necessary to deliver land information to decision-makers. We show how LIM systems need to be able to accommodate a range of identifiers and survey products. In relation to the former, we show, by using examples from the management of informal settlements, how parcel identifiers are not adequate on their own. In regard to new survey products, we argue that geodetic standards are impractical. Instead, a new spatially referenced framework should be developed which can be understood and used by a wider range of stakeholders and decision-makers, including non-specialists, with visualisation being a core component of such a framework. At the same time the framework should not ignore the needs of measurement experts. Finally, we describe some of the recommendations from the Expert Group Meeting relating to the creation of a national spatial framework based on visualisation, to facilitate the development of a country's LIM system. It should be noted that, for the purposes of this paper, information is used to mean both data and information, as what is information to one person might be data to another (Nichols:1993:5). BACKGROUND Revolutionary The existing systems are not providing sufficient
information
The approaches and difficulties associated with most of the cadastral systems have a direct affect on the quantity, timing and type of information available to decision-makers (UNCHS:1990:17). Some of the major problems are:-
Systems need to be extended
to the poor The amount of disposable income of people in Africa and other developing countries should be borne in mind when systems are designed. For example, from 1985 to 1995 for the whole of Africa there was a negative growth rate in GDP per capita. In 1986 GDP per capita was USD 714 and in 1995 it was USD 665 (UNECA:1997:13,3,9). In addition to this, 38.8 percent of all urban households in sub-Saharan Africa are considered to be poor (UNCHS:1997:29) and the land/man ratio, indicating pressure on land, for the African continent, has decreased from 0.62 in 1965 to 0,26 in 1995 (de Wit: N.D., based on FAO statistics). This information is critical as highly technical approaches and costly solutions are often proposed in the cadastral and spatial information fields. The above information should enable better decisions to be made when alternative solutions, such as the ones presented below, are proposed for the development of LIM systems. From the literature it has been possible to draw a number of conclusions about the relationship between poverty, conventional cadastral/LIM systems, and the financial costs of these systems. Durand Lasserve (1997) argues that the failure to adopt, at all levels, appropriate rural and urban land management practices remains a primary cause of inequity and poverty. With respect to this, a number of authors are arguing that existing registration systems are not delivering sufficient land and/or information to users, and especially poor users, because they are:-
Also Bruce and Migot-Adholla argue that although conventional wisdom has been that large-scale compulsory systematic titling of small holders is more cost effective than sporadic titling, this is no longer accepted. Rather, doubt has been cast on this approach especially in rain fed agricultural areas under customary tenure in the sub-Sahara (1993:261-2), as well as for highly mobile poor urban populations (Davies:1998). A number of authors area also arguing that the conventional land use planning (rural) and/or urban planning approaches, usually associated with land registration, are out of step with the requirements of developing countries and affect the poor adversely. The conventional approach of the 'Package of Plans' has largely been discredited because:-
Systems need to accommodate a range of identifiers
not just parcels Conventionally LIS systems have used parcels, and specifically cadastral parcels as identifiers. Parcels have been the basic unit of data collection and the linking mechanism to other information in the database. This has meant that most information about the land in developing countries could not be utilized in LIM systems, as the information is generally not parcel/polygon based, let alone cadastral parcel based. We are arguing, based on Latu, that instead, LIM systems need to be able to use a range of identifiers within a common reference framework (ND). Examples from urban areas illustrate why it is vital to have a range of LIM system identifiers to be able to manage cities, and some appropriate identifiers are suggested. A similar situation exists for rural are but will not be spelled out (see UNECA:1998:27-8). Prior to upgrading and/or regularising an urban informal settlement, information is required about occupation patterns and what exists there legally (UNCHS:1998:4; Davies:1998). Large-scale informal settlement development often occurs contiguously over a range of legal land tenure types (Jenkins et al.:1986) such as:-
Building on work by Latu (ND), Davies (1998:117-125) and Cowie (1999), we are arguing that aside from the property parcels of the privately owned registered land, information in the form of thematic polygons of low accuracy should be created showing the location and approximate boundaries of the informal settlement and the customary area. Lists of leaders (Ezigbalike and Benwell:1994) should be attached for the purposes of identifying stakeholders and decision-makers. Houses or buildings within the settlements cannot be used as a parcel equivalent identifier for a range of reasons:-
Also, it is not possible to use the cadastral parcel as the only identifier, even if the cadastral surveys have been completed for a low income development, but no permanent structures were erected in compliance with building standards, but instead informal structures were erected, because:-
In these situations a more useful identifier could be a geo-code (and text) against a location (Latu:1997:22-26), such as an informal site, or house, or part of a house (UNCHS:1998:4; Davies:1998; Durand Lasserve:1997:12). Davies argues that by using a geo-code as an identifier, information on the informal settlement could be acquired in a logical way and organised within an LIM system (1998). Besides the fact that parcels as the sole identifier have only limited use in Africa, because so little land is parceled (UNCHS:1990:4; 1991:3), there are additional factors which limit the use of parcel identifiers. Latu argues that one of the major problems in the information field has been the integration of different data from different sources, which was captured using different methods, at varying accuracies and resolutions, and stored in different formats, using diverse referencing mechanisms (ND) Given the lack of capacity in Africa to undertake professional surveys, it is critical that land information produced by surveyors with basic training and non surveyors, using the new cheap technologies available, can be used to populate the GIs/LIS. To do this would mean that information of varying quality would somehow have to be integrated within the LIM system. This implies that new technical approaches have to be developed to integrate information produced under these conditions. Latu states that such integration requires both a range of identifiers and a common referencing mechanism (ND). Building on Latu, we argue that not only are a range of identifiers required, but that the present geodetic framework cannot supply the required common referencing mechanism. Instead, a graphical (pictorial) reference framework, based on visualisation, should be set up as the common framework. That is, in a number of ways the present design of cadastral/LIM systems is limiting technical innovation and needs to be re-engineered to be able to accommodate poverty alleviation. Conclusion SUPPLYING DECISION MAKERS WITH THE 'BIG PICTURE' BY USING VISUALISATION Introduction As less than one percent of sub-Saharan Africa is presently covered by cadastral records (UNCHS:1990:4), and 90 percent of land parcels are undocumented in developing countries (UNCHS:1991:3), it can be presumed that the cadastral layer in any existing, or future, LIM system will in all likelihood either not exist, or exist in an extremely incomplete form. If the cadastral layer is completely left out of the initial design of an LIM system, it is possible to take a fresh approach in designing LIM systems, as the system's design is not constrained by the limitations created by the cadastral layer. African conditions therefore allow new approaches, whereby the cadastre becomes a subsystem of the LIM system, rather than as is more conventional, where the LIM system is subordinate to the characteristics of the cadastral system. If the LIM system is the dominant system, it is possible to avoid some of the design characteristics associated with a cadastral system, such as high accuracy and legal evidence requirements, reliance on measurement based approaches and professionals' skills act. And instead introduce other approaches which facilitate the development of an LIM system. This does not mean that the cadastral layer should be eliminated entirely from the total LIM system. It also does not mean that the LIM system should be used to replace the national cadastral system by including in its design some of the characteristics conventionally found in cadastral systems in a lesser form, for example weaker forms of legal evidence, reduced accuracies. Instead the design of the LIM system should not allow these characteristics to limit the scope of the LIM system. Rather, in a phased design, linking mechanisms should be set up so that the existing national cadastral subsystem can be coordinated with the LIM system, but not dominate it (see Diagram 1. below). Design criteria Such a national overarching framework should accommodate:- high and low value land, people in the capital city and rural areas, skilled professionals and technicians with basic training, raster and vector spatial data from a range of techniques and technologies, GPS, conventional terrestrial approaches, remotely sensed images. It should also accommodate, defined in Dale and McLaughlin terms, graphical (pictorial) data, geometric (measurement based) data and topological (connectivity not absolute position) data (1998:10). Design criteria for the overarching or reference framework should include:-
Innovative and cost effective approaches can be developed if the design is not constrained by cadastral system characteristics and makes use of the new technologies coming on line. Visualisation: A shared reference framework Building on earlier work (Fourie et. Al.:1987; Mozambique:1996), we are arguing that a graphical (pictorial) framework consisting of small scale base maps, created through cartographic generalisation, should be created based on features which aid the visualisation of decision-makers. These features should include among other things firstly information about major features in the country, such as coastlines, roads, mountains. It is not useful to include all topographical features as this could make the map too noisy and technical for non-experts. Secondly, geographic names should be included as they serve as a common reference for most non-experts and are crucial for decision-makers to orient themselves. Thirdly, major administrative boundaries, such as international boundaries and other major boundaries, should be included. Fourthly, human settlement patterns should be mapped. To date official maps have shown only human settlement that conforms to cadastral parcels, or is considered legal. As much of human settlement (for example, 30-80 percent of all developing countries cities -Durand Lasserve:1997:1) is not considered legal and /or is not on the cadasatral records, maps of human settlement have been largely incomplete. Fifthly, land use/tenure patterns should be depicted, but not by using the conventional land use classifications such as soil types of land cover, as they do not give decision makers sufficient generalised information (de Wit:ND:2-50. Also, they should not depict what de jure land use should be in place in terms of the land use zoning, but rather depict the existing de facto land use, irrespective of its legal status. Graphical (pectoris) base maps Based on Nino-Fluck and Chodota (ND:55-58), we are arguing that this accords with the AFRICOVER approach in regard to, the use of visualisation as a key component, a simplified topograhic layer, high resolution satellite imagery, a cartographic output and finally a hierarchical classification system. However, it is suggested that to aid visualisation by decision-makers an additional category is included in the classification system, notably land tenure patterns (social, legal, formal, non-formal). DIAGRAM 1 IS NOT AVAILABLE ONLINE This type of base map should allow a fairly small scale to be used making it quite a cost effective approach. In regard to this, it has been decided that scales of 1:250,000 to 100,000 will be used for the AFRICOVER land cover map series (Nino-Fluck and Chodota:1993:10). A range of base maps of different scales should be created, starting with very small scale for national coverage, and where greater spatial resolution is required, such as for urban areas, slightly larger scale base maps should be created. The result should be a series of layers, all linked graphically and/or geodetically. Finally, the graphical and geodetic framework should be linked. This should enable (measurement) experts to work from the geometric data to the graphical (pictorial) and back again (see Diagram 1), in a broadly similar way to that suggested by Torhonen and Goodwin (1988:103-106). With respect to such a visualisation framework, the Expert Group Meeting concluded that research and development should be undertaken into this approach. Issues which should be addressed prior to the establishment of such a visualisation based LIM system should include:- awareness creation among users, a feasibility study including a pilot project, learning from best practices and experience, the development of system's requirements and a project proposal, system testing and evaluation, system acquisition and start up, and finally system operation and review. Linking the central and local levels: Data flows
and technical processes Firstly, a graphical base map should enable decision-makers based in the capital Cathy to make better decisions but only for broad brush planning. They probably would not have sufficient accurate/large scale information to make a final land use planning decision. However, this technical limitation is not a problem, providing planners move away from top down land use planning decisions made in the capital city, with little consultation with the people on the ground, an approach being advocated by a range of authors (Farvacque and McAuslan:1992:xii,63-4; Pieri:1997:223; de Wit:ND). Decision-makers should make initial broad brush land use planning decisions for specific areas based on the 'big picture' supplied by the base maps, but the final decision should only be made after consultation with the people in the local area. The local consultation exercise should then generate the additional large-scale information required. While local information is not always of the highest accuracy or completeness, work in Namibia has shown that its symmetry and richness often largely makes up for its deficiencies (Government of Namibia:1995). Again gathering such information is more cost effective because it forms part of the consultation/negotiation exercise. Secondly, it should no longer be necessary to attempt to generate and maintain high accuracy and/or large scale spatial information giving complete coverage for all possible circumstances for use by decision-makers in the capital city. It should only be necessary to create high accuracy/large scale data once an initial decision had been made about a specific area, from the base map's generalised information. This approach makes it possible to avoid costs on the one hand, and streamline resource allocation on the other, making information acquisition much more cost effective. Thirdly, it should be possible to map general land tenure and land use information (with no legal status -ownership or zoning) at any central point using remotely sensed images and make them available locally. It is not possible to do this with cadastral and titling information, as users drive the updating of this information on a parcel by parcel basis. Therefore, cadastral and land registration systems need to be decentralised to facilitate local land management and information currency (Government of Namibia:1995:6). Fourthly, be decentralising the LIM node, information could be provided by people with fewer skills using lower grade and cheaper technology. This is possible because:-
By making it possible for less skilled surveyors, as well as other people, to produce usable information the amount of data and coverage within an LIM system should be increased, the cost of new data acquisition dramatically reduced and non-experts, could also produce land information. Yet at the same time, if the base maps accommodate both graphical and geometric use, this survey information can be cleaned up when necessary by professional surveyors, along the lines suggested by Torhonen and Goodwin (1998:10-106). Using local surveyors and lower forms of technology unless and until more accurate information is required, makes it possible to avoid costs. Fifthly, if the land records are decentralised, and land use decisions made in the capital city are not finalised without the consultation of those in occupation of the land, it should not be necessary for the capital city to hold all the cadastral and land registration records. If most property information is kept at the local level, it should not be necessary to transfer information from the local level to the central level, as long as administrative processes ensured that the final decision is only made at the local level, utilizing both central and local sources of information. Low value land surveyed to lower accuracies should be kept at the local land registry, along with the local high value land surveyed to higher accuracies. However, to avoid costs, no record of the low value land should be maintained at national level, and if the authorities wish to alter the rights of any land, local investigations by professionals should be undertaken first. This should mean that the lengthy technical processes, because of the number of steps, would be short-circuited for low value land, which should improve all round costs. The above illustrates new practical approaches which would be made possible by using visualisation, rather than measurement, as the core component of an Lim system. RECOMMENDATIONS
A pilot programme/project(s) should be developed in the region to demonstrate the feasibility/viability/replicability of a GIs/LIM system based on the visualisation approach developed by the present study. A cost benefit analysis of the pilot/LIM system should be undertaken to assess the extent to which such an approach is self-sustainable, both economically and technically. These exercises should give guidelines in regard to the further institutionalisation of this approach in National and Regional programmes. Regional organisations, together with selected interested countries, should be invited to formulate such a pilot project at country level. DOCUMENTS
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Dr. Clarissa Augustinus
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