|
CONSTRUCTING CADASTRAL REFORM THEORY IN SOUTH
AFRICA
by Clarissa Fourie and Herman van Gysen
Department of Surveying and Mapping, University of Natal (Durban), South
Africa
Paper titled 'Cadastral reform under a new Political
Dispensation' presented at the Cambridge Conference for National Mapping
Organisations, Cambridge University, United Kingdom, July, 1995 (Proceedings
published). Paper published 1995 in Geomatica, 49(3), 315:328.
It has been a momentous year for South Africa. The elections in April
brought to an end the era of apartheid and white political domination.
South Africa now enjoys democratic rule, under an interim constitution
and with a government of national unity, in which all major political
groupings share power.
The transition to democratic rule was brought about by what has come
to be called a `managed revolution', an internally mediated process
that brought together all political parties in many months of talks.
This culminated in agreement on the new constitution, the elections,
and the transfer of power to the new government. The new constitution
is a complex and not altogether satisfactory document; it reflects the
compromises undergone to achieve consensus during the negotiations.
For example, in the important matter of land, the return of land lost
under apartheid to the original landholders is elevated to a constitutional
principle; while at the same time the state is denied the right to expropriate
land in the public interest to give effect to a programme of land redistribution.
(Note: A distinction is drawn between the expropriation of land for
public purposes, eg. for a public use such as constructing a road or
hospital, and the expropriation of land in the public interest, eg.
acquiring land for redistribution (Land and Agricultural Policy Centre:1993:5).
In terms of the new South African constitution, Act 200 of 1993, expropriation
in the public interest is not permissable (South African Government
Gazette:1993)).
But compromise has brought with it conciliation and inclusiveness that
gives the constitution and new government not only legitimacy in the
eyes of all South Africans, but has engendered a willingness and commitment
among all sectors of society to work towards building, what is often
termed, 'the new South Africa'.
The principal instrument for giving effect to the broad policy outlines
of the African National Congress, or ANC as it is more commonly known,
(the majority government partner), is the Reconstruction and Development
Programme (RDP). The RDP seeks to build the nation by redressing the
development inequities of the past; by ensuring that basic needs for
land, housing, food and services are met; by developing to the full
the country's human resources; by strengthening the economy; and by
democratising the state and society (African National Congress:1994).
As regards land, the programme calls for the restitution of land lost
because of apartheid laws (with land claims being dealt with by land
claims courts), and the redistribution of land through a process of
land reform. The objective is to redistribute 30% of white-owned farm
land in five years. All landholders are to enjoy security of tenure,
whether they own or rent land, or hold it under customary tenure. The
shortage of housing is to be addressed by building one million new low-cost
houses in the next five years.
New legislation that gives effect to these aims of the RDP is being
prepared to lay before parliament; these include a Land Restitution
Bill and a Development Facilitation Bill.
Policies aimed at equity are a challenge to institutions that were comfortable
with the previous order. Not least among these is the land surveying
profession, which in South Africa enjoys a uniquely powerful role as
custodian of the cadastre, and which in the past has contributed significantly
to the carrying out of segregationist policies (H. van Gysen:1993).
The profession, recognising that its position would no longer be as
securely entrenched, set out in 1993/4 to prepare for change, by considering
alternatives to its established practices; by indicating to policy makers
its willingness to be adaptable; and that it was keen to contribute
to development.
Change in the society (and survey industry) also meant that survey education
would have to be re-geared. In gearing up for this change van Gysen
and Fourie took the view that the cadastre, and any problems associated
with it, could not be understood in isolation from its overall socio-economic
context. That is, the cadastre is composed of many interconnected and
interdependent parts which cannot be the focus of any single academic
or professional discipline. Rather, from the outset of the research
initiative, through to the writing of this paper, van Gysen and Fourie
deliberately sought to bring together the too often dissociated social
insights of the social scientist and the narrow technical outlook of
the surveyor. This was done through extensive and intensive debate and
discussion between them. Further, the survey industry that serves the
cadastre, as will be shown, went beyond the contribution of information
to the research, to the point where the industry was equally involved
with Fourie and van Gysen and equally instrumental in developing the
ideas presented in the paper. The academics learnt as much as the industry
learnt from the research -a wholly proper capacity building role for
an academic in a learning society.
In this paper we describe the process of change on which the land surveying
industry embarked a year ago; and we seek to understand the process
of, what can be termed, 'engineering' social change in a key group within
the cadastre. We also seek to understand the factors, other than administrative,
technical or economic, that need to be taken into account when considering
changes to a cadastral system.
To this end we introduce the notion of analysing, for the purpose of
cadastral reform, not only the technical, administrative and economic
factors, but also the socio-political factors which form part of the
path dependence associated with a land registration system. Linked to
this, we also analyze the land tenure systems in a country within this
conceptual framework. It may well be that the theory and processes described
here, though in this presentation clearly situated within the particular
circumstances of South Africa in 1994, also have relevance to the fostering
of cadastral reform in other parts of the world.
THE SOUTH AFRICAN SURVEY INDUSTRY'S COMMISSIONED RESEARCH INTO THE FUTURE
OF THE CADASTRE
Background
The programme described in this paper developed from a meeting between
Professor John McLaughlin and van Gysen in 1993, where the future of
land surveying under a new government in South Africa was discussed.
Van Gysen decided to institute cadastral reform research in the Department
of Surveying and Mapping at the University of Natal. That is, an international
approach encouraging local capacity building, which approach was a theme
throughout the programme, was integral from the outset.
Van Gysen approached Fourie, an applied social scientist who had previously
worked with the department, and they put together an initial research
proposal to investigate cadastral reform, and attempted to raise money
from the South African survey industry.
Van Gysen hoped that the South African Council for Professional and
Technical Surveyors, more commonly known by its Afrikaans acronym Plato,
might be interested in funding such a proposal. (Note: The South African
Council for Professional and Technical Surveyors (Plato) is a statutory
regulatory body for the whole South African survey industry. Registered
members include professional land surveyors, surveyors and survey technicians
(the last two being technicians)). Van Gysen, a member of the council,
placed the research initiative on the agenda of the next national council
meeting which was to take place in September 1993.
Federation of Institutes of Land Surveyors of South Africa (FILSA)
Over the same time period, in an unrelated initiative, the land surveying
profession had identified a number of goals which they had built into
a programme, namely: to make contact with the people who would be in
power after the elections in April 1994; to try and influence future
opinion makers about the role of survey in this country; and to ascertain
what adaptations the profession would have to make to adjust to the
requirements of the new policy makers.
Mr.O.Greene, the national Vice President of FILSA, who was initially
lobbied by van Gysen and Fourie to lend support to their research proposal,
was heading up this FILSA initiative to contact opinion makers. Greene
arranged for van Gysen and Fourie to meet with the national council
of FILSA. (Note: FILSA is composed of five provincial institutes whose
membership consists solely of professional land surveyors).
At the meeting some of the FILSA representatives wanted additional aspects
to be added to the van Gysen-Fourie proposal. For example, a suggestion
was made that Fourie undertake work on the ground to ascertain what
kind of cadastral system "the people wanted".
Fourie's approach was that it was more useful to build into the research
firstly, the knowledge of land surveyors who had worked extensively
in the field, especially in black areas (Note: The term black here means
blacks of African origin. The classification has special significance
in relation to access to land in South Africa prior to 1991 and the
abolition of racial systems of land tenure in the country); secondly,
to accept the work of reputable social scientists with a progressive
reputation working in the field of land tenure; thirdly to accept uncritically,
and extrapolate from, the land policies of the major parties, especially
the ANC; and fourthly to rely on her own experience in the field of
land tenure in informal settlements and in indigenous tenure areas.
The discussions which took place at the FILSA national council meeting
led to a number of changes in the proposal. The most important of these
was that the research would not take place in isolation from the survey
industry, but would involve an extended debate and a sharing of ideas
within the industry and between the industry and Fourie.
Although this approach may be somewhat unusual in academic survey circles,
it conformed to a school of thought in anthropology known nowadays as
'development anthropology'. Within this school a number of approaches
exist which describe the roles anthropologists undertake in applied
research. The roles of "engineering" and "clinical" anthropologist (L.Thompson:1970)
in particular are discussed below.
The debating approach meant that social engineering was introduced into
the research. An engineering anthropologist may be involved in accelerating
adaptive change or "..attempting directly to guide or change the pace
of ..processes in directions he or his client consider appropriate."
This role implies direct intervention in the lives of members of the
study unit (Thompson:1970:227).
Debate was included in the proposal as a mechanism to extend the data
gathering capabilities of the research programme. Simultaneously the
debate built capacity within the survey industry, as new ideas were
introduced. The debate, or social engineering component as described
in the approach outlined by Thompson, linked to the research meant that
at times the research was seen as contentious.
Using debate as a research technique, both to gather data and undertake
social engineering within the sponsoring group and unit of study, was
vital in the assessment of the "path dependence" (D.C.North:1990:89-90)
present in South Africa's land registration system, and specifically
within the survey industry (see below).
Once the research proposal had been re-negotiated the FILSA national
council decided to lend their support to it, when it came before Plato
in the next few days. They did this largely as a means to obtain some,
if not all, of the goals that they had themselves set.
The South African Council for Professional and
Technical Surveyors (Plato)
When the research proposal was placed before the national council of
Plato by van Gysen it was extensively debated and had to once again
be rewritten and refined.
Firstly, the structure was transformed
from the initial broad attempt to understand the issues involved in
cadastral reform, with respect to the new land policies being floated
in the country. Instead, the survey industry wanted to know more predictably
what the future was going to look like, in general in relation to land
and the cadastre, and in particular in relation to possible future markets
for their services. That is, they wanted a range of 'What.. if' scenarios
created.
The use of the comparative 'if ..then' construction, as a way of expressing
the findings of a social scientist in the role of applied (now development)
anthropology for the purposes of prediction, is an approach that has
been in use for decades (F.M. Keesing:1945:299-330 and R.Firth: 1938:197).
However, although social anthropologists often claim to be able to predict
and forecast, this is "..an area which has hitherto been neglected."
(M.R.Redclift: 1985:201).
Thompson describes what she terms the 'clinical' anthropologist's predictive
role, as one where the probable behaviour of the study unit is predicted
"..from a long-range viewpoint under alternate pressures, including
those implemented to induce change." Forecasts about "..probable changes
and future trends in behaviour under certain limiting conditions and.."
possibilities are made by the anthropologist. To make the predictions,
the anthropologist must understand the study unit "..in an explanatory
way, including the interrelationship between all variable sets.." operating
with respect to the study unit and any prediction in relation to it
(1970:226-8).
That is, a systemic holistic analysis is integral to anthropological
prediction. This type of analytical approach meant that South Africa's
cadastral system had to be understood as an integrated whole instead
of being viewed as a disassociated collection of parts or sub-systems.
The various parts, their interdependence and how they were interconnected
had to be analysed, in order to be able to obtain an overall picture
of the cadastre.
To offer to predict the future of an entire nation's land policies,
let alone that of South Africa during a time of near revolutionary change/cum
civil war, and to do it in relation to an arcane subject such as the
cadastre of that country was, with hindsight, possibly somewhat arrogant
and naive of Fourie.
Secondly, the close link between Fourie
and the industry, and their management of her work over time, was written
into the proposal. The research proposal was tightly structured with
respect to time and the delivery of different aspects of the research.
In order to ensure compliance with the conditions laid down, as well
as to manage the research and the debate attached to it, a committee
was created chaired by Greene. That Greene, who was not a Plato council
member, was elected into such a position, indicated the strength of
the professional land surveyors' vote on the council of the survey industry
and their desire to link the two programmes together.
From the outset Greene and the committee made it clear, through almost
daily phone calls and regular meetings, that the research programme
was central to the agenda of the profession and should deliver tangible
results quickly.
The third aspect of the proposal refined
by Plato was the role of the wider industry in relation to the research.
As already indicated, an extended debate and sharing of ideas was envisaged
as integral to the research. The way this was finally articulated in
the research proposal was that "(t)he research project has been set
up in order to stimulate debate .. about the future of cadastral surveying
in South Africa.. (T)he debate within, and insights gained.. during
the course of the research.. is considered as valuable, if not more
valuable, than the series of reports" from the project (C.Fourie:1994b:75).
To conclude, the research proposal originally envisaged by van Gysen
and Fourie went through a number of negotiated iterations. From the
viewpoint of the academics, they had to ensure that the changes did
not compromise their goals of contributing to well grounded cadastral
reform theory and degenerate into journalism cum facilitation cum market
research. Of necessity Fourie had to ensure that the research did not
go against the ethical guidelines laid down for development anthropologists
(Association for Anthropology in Southern Africa:N.D.).
Throughout the programme the academic goals were jeopardised, both by
the time constraints imposed and the highly structured management style
used. This was largely because, "(a)pplication normally involves the
pursuit of interests rather than of truth" (S.Charsley:1982:195). Academic
publications from this research programme will be the test which indicates
the extent to which the purely academic goals survived within this programme.
Research techniques used to gather data
The research techniques used to obtain data for the programme were case
studies, interviews, documentary research, workshops and written inputs.
A significant proportion of the material was obtained in terms of the
debate within the industry, which began almost immediately.
The speed with which events took place, as well as the high level of
interest, commitment of time, financial donations and other resources,
team working and sharing of ideas shown by the national industry, specifically
the professionals in private practice, during the research, are an index
of the very real anxiety they had about their future, as well as their
desire to re-gear their practices as quickly as possible to the demands
of a future market. This attitude was not exclusive to the survey industry
but pervaded the whole of South African society and business during
this time. For example, the conveyancers also conducted a similar exercise.
The extended debate was premised on individual surveyors making available
to Fourie case material - both in terms of measurement as well as land
management - from their work in the field. Obtaining this material,
and thinking through the implications of it for the future of the country's
cadastre, was done by using a number of techniques.
WRITTEN INPUTS
All Plato members were circularised informing them about the research
and requesting that relevant material be sent to Fourie. Among the material
sent was a letter from Namibia, which proved to be pivotally important
to the research (discussed below).
WORKSHOPS
A series of workshops around the country were almost immediately set
up by each of the five provincial institutes of the professional land
surveyors. These workshops introduced the profession to the land policies
of the ANC. They also gave members the opportunity to work through their
own private political agendas and realise that these agendas needed
to be seen as separate from the future of the cadastre. The goal of
the workshops was to discuss how the industry was going to re-gear for
the changes outlined in the ANC's land policies.
Case material was presented at the workshops and by thinking the issues
through together as a group new approaches were formulated. One group
of land surveyors, for example, introduced what was considered a novel
idea of an outside boundary, for group occupation of land, as the start
to a local cadastre, rather than starting with individual sites.
That is, based on Thompson's description of social engineering, these
workshops served, to some extent to accelerate adaptive change and directly
guide or change the pace of processes in directions which were considered
appropriate both by the leadership in private practice and by Fourie
(Thompson:1970:227).
South Africa is regional in its political economy, terrain and vegetation.
Running the same workshop in five different areas made it possible to
draw comparisons. This assisted in the creation of an overall picture
of the national cadastre and made it possible to see that a wide variety
of cadastral problems, experiences and approaches existed in the country.
This variety was reflected in the type and depth of input made at the
workshops. Those areas which included land surveyors who had lengthy
experience in black townships and the homelands found it easier to think
through the issues raised by the ANC's land policies. This variety of
approaches and experiences was also reflected in the second set of workshops
at which the final report was presented for comment.
The second set of countrywide workshops had a two-fold purpose. Fourie's
findings had by this stage gone beyond predicting the future of the
cadastre. Her report also included suggestions about possible adaptations
to it. As far as Fourie was concerned, the second set of workshops was
to communicate to the industry the findings of the research.
The second set of workshops was used by Greene to try to obtain some
form of agreement about the report, and to what use it should be put,
from the national profession. By that time he had established contact
with some of the new policy makers who could influence the future of
the cadastre. Greene was, one presumes, attempting to obtain the metaphorical
boundaries within which he could negotiate with these opinion makers
in the new government, about adaptations to the cadastre.
That there were two agendas being run in these workshops made it difficult
for some participants to decide how they should respond to the report,
which contained some very controversial ideas in the eyes of some. Were
they just being informed on the findings of the research? Or were they
in fact being asked to accept the findings of the research as the way
the future of the cadastre should look? This ambiguity led to controversy
both within different provincial institutes and between institutes.
However, at the same time this ambiguity allowed the progressive leadership
in the profession to make use of the findings in the report to both
protect the cadastre and position the profession more favourable in
relation to the new government's land policies.
INTERVIEWS
Another technique used was interviewing. This was done throughout the
research, but was focused around the first set of nation-wide workshops
and during a trip to Namibia.
During the first set of workshops interviews were set up with people
who could contribute to the research. Fourie conducted open-ended one-on-one
interviews, in which the person interviewed broadly chose which part
of the cadastral system they wished to discuss. Surveyors across the
whole political, gender, age, race, and technical-professional spectrum
were interviewed.
In relation to this technique, the visit by Fourie and Greene to Namibia
was absolutely crucial to the success of the programme. Their trip to
Namibia was facilitated by the Ministry of Lands, Resettlement and Rehabilitation
of the Namibian government and the Namibian land surveying profession.
They interviewed influential people across the spectrum of the land
industry.
Much of Namibia's cadastral system, and the problems being experienced
with it, are comparable to South Africa. Namibia had been a colony of
South Africa and was still using its cadastral legislation. Namibia
has a small population and is therefore a relatively small study unit
to analyze by comparison to South Africa. Also, the people involved
with the land industry had reached a point of being able to articulate
their problems. Consequently it was possible to use Namibia as a typological
equivalent, and a national case study. This allowed Fourie to identify
the multiplicity of related issues within the cadastral system and to
build an explanatory framework within which the South African cadastre
could be analysed.
From the Namibian case study a picture of a cadastre as a whole, with
its multiplicity of interconnected and interdependent parts, was created.
Such a picture was an essential requirement to be able to predict the
future of South Africa's cadastre with any certainty. A comparative
analysis of the South African cadastral system, as Namibia's typological
equivalent, was then undertaken. From this, it was possible to identify
some of the systemic links, path dependencies, and possible trade offs
which existed within South Africa's cadastral system.
Throughout the programme there was also an ongoing discussion and debate
between Fourie and her academic survey colleagues. Often lively discussions
took place from different points of view, which illuminated the vested
interests both within the public and private sector, in relation to
particular technological choices.
This academic discussion and debate also took place between Fourie and
a number of international thinkers (McLaughlin and D.Jeyanandan- personal
communications) and proved to be of immense significance for the thinking
being done about the South African cadastre.
With respect to the flow of information within the research programme
between the range of sources described above, Fourie consciously undertook
the role of broker. "A broker is a professional manipulator of ..information
who brings about communication.. He thus occupies a strategic place
in a network of social relations viewed as a communication network."
(J.Boissevain:1974:148-9). Fourie manipulated information from these
diverse sources to acquire data; build a holistic picture of the cadastre
and its multiplicity of related elements; and assist in introducing
new ideas and in guiding the pace of adaptive change.
With hindsight, if this extensive debate and team working had not taken
place, been so extensive geographically, and intensive in terms of the
time spent thinking by so many people, and especially a few of them,
the enormously ambitious goals of the research would not have been met
to the satisfaction of the sponsors.
SOCIOPOLITICAL CONCEPTUAL FRAMEWORK
All data acquired were assessed by Fourie in terms of:
1.the type of society and cadastre which the politicians
of the major parties were trying to bring about, articulated explicitly
or implicitly in their land reform policies;
2.descriptions by social scientists of what they considered to be forms
of land tenure which the grassroots desired or had already adopted,
albeit informally;
3.her own field work experience in land tenure and political economy;
Essentially, the question which Fourie asked was, what cadastral products
or spatial management tools was the new South African society going
to want? Once the answer to that question was predicted, the next step
was to assess the extent to which the present cadastre accommodated
those predicted needs. This step was followed by suggestions of how
the cadastre could be adapted to accommodate those needs, in a way which
made the cadastre more efficient in technical/administrative and economic
terms, taking into account path dependence. This approach meant that
new markets for survey products were simultaneously identified, such
as for example low-level land records.
That is, Fourie's predictive approach, which underpinned the whole research
exercise, meant that different questions were asked about how and why
cadastres should change, from the usual questions asked. As opposed
to the question what does society want, the question generally posed
by surveyors is, how do you make the present land registration system
more technically and/or administratively and/or economically efficient.
In addition to this, a separate, but linked, analytical process consisted
of the analysis and construction of cadastre related social theory from
the data, anecdotes, opinions and other sources of material that were
made available to Fourie by surveyors, and which she also acquired as
a participant observer.
The behaviour of those who served the cadastre (such as surveyors) was
analysed, in order to predict how they would behave in future. A range
of social theories, which have relevance for cadastral reform theory,
were used, such as network theory, structure and functionalism, transactional
analysis, the dialectical relationship and coalition/alliance formation.
In addition to this, cadastral reform theory was imported from the work
of H. de Soto (1989), North (1990) and Jeyanandan and I.P. Williamson
(1990).
In this way the systemic holistic picture of the South African cadastre
was further developed, making it possible to both predict future changes
and suggest adaptations to accommodate the requirements of the new society.
The road from anecdote to social engineering, in relation to cadastral
reform, therefore passes through the description of the behaviour of
the unit of study by reference to the general body of social theory;
to the prediction of behaviour; to the manipulation of the predicted
behaviour, by the introduction of change or reform.
The analysis of the cadastre using social theory has special bearing
on the analysis of the path dependence of land registration systems
and the way adaptive changes can be introduced (see below).
To conclude, implicit in the research report, but elaborated to some
extent in this paper, is a conceptual framework which takes into account
the importance of non-economic and non-technical (non-administrative)
factors in a land registration system. In other words, there is behaviour
associated with a land registration system which is not always economically
or technically rational, but is rational in terms of other non-economic
or non-technical factors (see examples below). This behaviour, both
of the consumers of the service and the suppliers of the service, can
be analysed and to some extent predicted by using social theory. These
predictions can then serve a cadastral reform initiative. This conceptual
framework could well have special significance in land tenure in Africa.
THE DEBATE AND THEORY LED TO SUGGESTIONS ON HOW
TO CHANGE THE CADASTRE: AN EXAMPLE FROM THE REPORT
One of the cadastral reform approaches suggested in Fourie's
report to the survey industry's national council related to in situ
upgrades or giving security of tenure in informal settlements. This
approach is summarised below. It will be followed with a description
of how some of the various choices were made within this approach, based
on the debate, the social theory, and the path dependence present in
the South African cadastre.
North (1990:89-90) argues that "path dependence" is a characteristic
of property registration systems. This path dependence relates to, and
is a function of, the transactional behaviour of the range of vested
interests linked to the land registration system. As a result of this
path dependence, institutional change within a property registration
system does not take place easily. Changes to the system are compromised
by trade-offs made by existing and/or new vested interests associated
with the path.
The path dependence in South Africa's land registration industry, and
specifically the survey industry, together with the wider notion of
the man-man-land relationship (P.Bohannan:1973) as being emergent out
of the past with direction into the future, were taken into account
in the approach below.
An approach outlined in the report
The approach to in situ upgrades of informal settlements which is
"..outlined below takes into account the immediate needs of the community;
sound planning principles; the long term needs of the Surveyor-General;
the requirements of the finance houses; the needs of local authorities
in relation to service provision; and makes it possible for individuals
to upgrade their land rights over time.
This approach (see figure 1. below) is described in terms of phases,
with the progressive upgrading of an area taking place. Some phases
can be skipped, and the pace of upgrading can vary enormously. Some
areas might never go beyond certain levels of title and/or service upgrading.
The ultimate goal of the process, if desired, is that a township register
(freehold title held in a central deeds registry office) can be opened
for an area which is already settled, in an area where the people initially
have no legal land rights and no development has taken place.
Before an area can be considered for upgrading several aspects need
to be checked to ensure that upgrading is possible. Firstly, the land
surveyor would have to check the underlying titles of an earmarked area
(right up to where a township register can be opened). S/he would then
assess what steps would be required to clean up the underlying titles
to the area and take a calculated risk.. that a township register in
the central deeds registry could be opened at some future date.." (Fourie:1994b:30-35).
(Note: The term cleaning up the underlying title means firstly, determining
the registered real rights in a parcel of land -and possibly the informal
claims to that land; secondly, buying out or extinguishing rights inconsistent
with the intended use of the land -eg. closing public rights of way;
and thirdly, undertaking a consolidation of the parcels in order to
create the new legal subdivisions.)
"This step is necessary for two reasons, first to ensure that the area
can by upgraded all the way to freehold; and secondly to attempt to
satisfy the needs of the financial institutions, so that they will give
bonds to these areas.
South Africa's cadastral records have never to date indicated conflicting
rights. Normally a township register cannot be opened if there are conflicting
rights, i.e. the underlying titles have not been cleaned up. The existence
of a township register in new areas has therefore served as an index
to the financial houses that there are no conflicting rights and that
the land registration process can and will take place without prejudicing
their claims..
This new approach would mean that during the upgrading process conflicting
rights would be kept on the cadastral records, until the underlying
titles were sorted out. A financial institution would not be willing
to bond properties in this situation, unless the professional surveyor
took responsibility for ensuring that the area could be upgraded to
the point when a township register could be opened; and ensured that
the underlying titles were eventually cleaned up and the conflicting
rights eliminated, so that the Surveyor-General's records no longer
reflected any conflicting rights in the area.
Secondly.. a geological and environmental assessment would have to be
made.. Thirdly.. one should presume that the area had de facto been
accepted by the regional and/or national authorities as a high density
residential area..
If the above steps are in place then the upgrading exercise could go
ahead. An outside figure of the earmarked area could then be created.
This outside figure should consist of a beaconed boundary. This boundary
should: have been negotiated with the residents of an area; conform
to a planned superblock or "block" (Jeyanandan and Williamson:1990:5-6);
be linked to a group title held by some form of body corporate; be a
mirror of a physically demarcated boundary on the ground which has been
pointed out to the residents of the area; contain between 100 and 200
plots.. This outside figure and group title should be held by the Surveyor-General's
office and Deeds Registry respectively..
Each of the houses within the outside figure could be given a midpoint
coordinate (a unique identifier); a paper record tied to a community
register; and a stake next to the house (physical cadastre) which is
linked directly to the midpoint coordinate. This midpoint coordinate
would indicate that a person had a right, albeit without an exact spatial
dimension, to a place within a group title..
The object of the first phase would be to supply permanency and land
rights as soon as possible.. Once the area has stabilised, this level
can be easily upgraded to the next phase.. The time taken between these
phases is not important at all, as long as the people are satisfied
with their existing level. ..Whether the next phase was undertaken might
depend on the community reaching a certain prearranged target.
Once it has been decided to upgrade the area inside an outside figure,
either as far as land titles are concerned, or to service the area,
the area should be mapped.. (and the).. information.. taken to a ..plans
and pegs.. workshopping exercise with the community living within the
outside figure. The existing coordinate and community registry information
could be verified, using the aerial photos and random checks on residents
during the workshopping, and built into the exercise.
All.. documentation.. must be kept in the custody of the land manager
and handed over to the local authorities as soon as they are constituted.
The ..Provisional General Plan resulting from this exercise could then
be lodged with the Surveyor-General, but not for approval, only as a
record.. (It).. could consist of the planned occupational boundaries
and service corridors shown as an overlay on an orthophoto map of the
area with only the outside figure surveyed and beaconed. The midpoint
coordinate information could also be included.. A copy.. should be handed
over to the community's leaders or an independent Trust (a community
corporate body), who will become the transferees of the property with
certain conditions attached.
These attached conditions would be formulated by the community members
themselves through their corporate body. However, the main constraints
on these conditions will come from legislation, in terms of the operation
of the trust exercising its options, in conveying personal and real
rights; and how these individual rights relate to the group as a whole.
It is possible to avoid the local government consent procedures which
are triggered by the land use control system.. (of South Africa), and
which can take an enormous amount of time. This avoidance is possible
if the local authority and/or utility is only responsible for taking
services up to the outside figure. From there on the group holding the
title to the land must take responsibility, for ensuring that the services
are put into their own area and for paying for these services as a group.
If the existing consent procedures are bypassed.. another mechanism
would have to be introduced to ensure that correct planning decisions
were being taken concerning the servicing of such a community. This
role could be undertaken by any responsible land manager, such as a
land surveyor. Once the planning is complete, service areas or corridors
and super blocks and blocks within the outside figure could then be
demarcated for engineering rather than cadastral purposes..
At this stage subdivisions could be undertaken without any consents
required. Subdivisions could be done by the corporate body holding the
group title together with the individual plot owners. Also, all the
services could be put in without requiring any consents.. This could
be followed by the pegging of the service areas and corridors. The boundaries
of the plots inside the blocks could then be monumented.. by the people,
as per their negotiations during the workshopping exercise. Each plot
should be uniquely identifiable..
The community register could then become part of the records of the
newly created local government/body corporate and a registry map could
be created. This could be based on either: a map produced from an aerial
photograph..; ..the earlier midpoint survey; or use the surveyed general
boundaries of the area. The type of title issued in this case might
be some form of lease. Also, ..(it) ..might.. be based on accurately
beaconed boundaries.. The choice of which type would be followed would
depend on what the community and/or state were prepared to pay; at what
level of upgrading they were at; and what the ultimate requirement of
the Surveyor-General's office would be to open a township register..
Another possible approach is for the registry map to be held by a local
surveyor on behalf of a local government.. If a surveyor took responsibility..
it might persuade the financial institutions to accept the map and title
being held at such a low-level..
The final stage of the upgrade would involve the Surveyor-General's
office. At present the Surveyor-General approves a General Plan and
the buildings are built and the services put in place which accord with
the beacons that are on the ground, which are depicted on the General
Plan. In this way the Surveyor-General's records mirror the land rights
on the ground.
What is being suggested here is that the.. subdivisions.. (could be)..
undertaken and the area serviced without the Surveyor-General's approval
of a General Plan. Then once the area had stabilised, and been upgraded,
the layout could be finalised and the usual General Plan framed, which
would mirror what was already on the ground, which could then be handed
to the Surveyor-General for approval and for storing as a public record.
In this way the Surveyor-General's role, as a custodian of correct data
about land rights, could still be maintained, because the final result
was the same.
That is, by the time the General Plan is given to the Surveyor-General
the underlying titles have been cleaned up.. (And) ..(t)he Surveyor-General
probably could allow a township register for the area to be opened and
then freehold could be given to its residents on demand." (Fourie:1994b:30-35,22).
The idea of land records being held at such a low level was considered
a novel approach, given the centralised Surveyor-General and Deeds Registry
system which make up South Africa's present land registration system;
as well as the emphasis that has traditionally been placed on South
African surveyors being measurers rather than land managers.
Why specific options were chosen
We now show why a few of the various choices were made within this approach,
based on the debate, the social theory, and specifically, the path dependence
present in the South African cadastre and land tenure systems.
Firstly, the 'path to property' idea, implying
a process over time whereby property rights are formalized, and possibly
several different property regimes involved, was a novel idea when introduced
to Fourie by McLaughlin (personal communication) and Jeyanandan (personal
communication and Jeyanandan and Williamson: 1990). This approach was
then debated within parts of the industry and ultimately became a central
theme of the report.
This illustrates the capacity building approach taken by some international
experts on cadastral reform, as well as Fourie's role as broker transferring
ideas from the international industry and within the local industry.
Secondly, for a number of reasons it became
clear that, in terms of the model created, the end goal of the path
to property had to be freehold title. Both in South Africa and Namibia
blacks had only been able to obtain inferior titles by comparison to
whites, generally because the central state wished to retain the dominium
of the land. Blacks were unlikely therefore to accept what was perceived
to be a politically inferior title -i.e. one which was not freehold,
or at the very least was being/could be upgraded to freehold. This automatically
implied that the 'path to property' in the model had to link through
to the existing land registration system awarding freehold title.
In addition to this, the National Housing Forum (NHF), an influential
South African Non-Government Organisation with a policy making role,
had a clear agenda that they wished some sort of initial individual
title to be available at the outset of a land development, which could
be upgraded to freehold as soon as the paper work within the Surveyor-General
and Deeds Registry offices had been completed. The NHF approach reinforced
the need to make the path to property suggested in the model end at
freehold.
Thirdly, low-level land record systems
were incorporated into the approach outlined above because of a combination
of institutional factors - social, political and economic. These factors
had to be taken into account because they were already part of the path
dependence associated with either the existing land registration system
or the institutional arrangements within South African society's land
tenure systems.
The ANC had indicated, albeit implicitly, that some form of low-level
land registry should be instituted for the rural areas. In describing
the institutional arrangements which were desirable for rural areas,
the most important ANC think tank on rural land suggested that for institutional
restructuring in regard to local and community areas, autonomy, accountability,
flexibility and responsiveness, access to control of resources and simplification,
should be the key goals for the administration of land (Land and Agricultural
Policy Centre:1993:47-50).
Fourie's research had shown that subdivisions often took place in black
areas without the permission of the authorities, as people consider
that they have a right to do what they like on their land, whether it
be subdividing it for family members, putting up blocks of flats etc.
Also, where land use controls and subdivisional procedures for black
areas had been extensively linked to the regional or central level,
no control or only sporadic control existed over land management at
the local level. This had often led to a complete breakdown in the records
about land use in these areas and very time-consuming service delivery,
because of the problems relating to the identification of owners and
in obtaining their consents (Fourie:1994b:22).
This was an additional reason for moving decision-making and land administration,
in the model, to the local level with respect to the control and monitoring
of subdivisions and the servicing requirements related to consents.
Some form of low-level registry also seemed practical to administer
newly created real rights over time while the underlying titles were
being cleaned up. South Africa has no unclaimed land. All land has registered
real rights linked to it, including property rights, mineral rights,
mining rights and servitudes (easements). Consequently, these titles
have to be cleaned up before new legal subdivisions can take place.
This can take an enormous amount of time. Given the serious possibility
of massive land invasions, South Africa does not have this time.
Expropriation of land is not an option as it was negotiated out of the
South African constitution. A method then had to be devised whereby
land could be developed and people acquire some form of title, while
the underlying titles were being cleaned up. It seemed more efficient,
transparent, flexible and simpler if the administration of this process
took place at the local level, rather than within the present Surveyor-General
and Deeds Registry offices.
From another angle, group rights and individual rights to land have
been the focus of wide-ranging policy discussions in South Africa (Land
and Agricultural Policy Centre: 1993:32; and African National Congress:1992:28).
Low-level registries were mooted within the approach outlined above
for this reason and because they seemed to be an important way forward
to manage the structural tension evinced on the ground between group
and individual land rights. Fourie's work indicates that group rights
and the structural tension (internal dialectic) associated with them,
with respect to African land tenure systems, are a factor which should
be accommodated in the cadastre.
With respect to institutional arrangements based on some form of group
dynamics, in Africa, even urban Africa, the same parcel of land can
contain both individualised land rights and community over-rights. The
interplay between these two forms of land tenure is a function of the
structural tension within the local land tenure system and the interaction
between this local tension and factors in the wider society (J.Comaroff:1982:146).
Group-based African land tenure systems do not evince the classical
dependent behaviour with which allodial titles are generally associated.
Rather, the rights held by the group, with respect to the same parcel
of land, are held by the different social units (families, individuals,
lineages, clans, etc.) as opposed rights or interests. This means that
individualised rights in the same parcel of land can be altered to a
more shared form of right and vice versa over time.
Also, the structural tension in a local land tenure system creates
opportunities for the manipulation of the local land tenure system's
rules for transactional and competitive behaviour (Fourie:1994a). The
dynamics of the system suggests that new cadastral approaches are required,
such as low-level registries, which can monitor and be integral to these
changes over time.
Another spatial management tool which could be appropriate to register
land to a group, as suggested in the approach outlined above, is that
the only cadastral intervention into the local land tenure system is
the creation of an outside boundary around the group, with no recording
of individual spatial rights, only a mid-point coordinate per house
(J.Jackson:1994).
This outside boundary, accurately beaconed, which measuring method conforms
to South Africa's present cadastral approach, then serves to exclude
the cultural norms and values (socio-cultural text) (R.Thornton:1994:7)
within the boundary from the land registration requirements and socio-cultural
text of the wider society. This allows a variety of both socio-cultural
texts and land registration systems to co-exist in the same cadastral
system without the characteristics, constraints, or errors from one
system affecting other parts of the system. In this way freehold systems
of land tenure and group based systems could coexist in the same cadastre.
This outside boundary idea was first formulated by a group of land surveyors
in the first Natal workshop.
To conclude, the approach taken was that cadastral reform premised on
technical and administrative efficiency was necessary but not sufficient.
Rather the economic and sociopolitical behaviour associated with land
registration and land tenure had to be also accommodated. Therefore
the path to property suggested in the model also accommodated non-technical
(non-administrative) aspects of path dependence within South Africa's
land registration system and the sociopolitical institutional arrangements
which were integral to a range of land tenure systems.
The technical (administrative) path dependence within the existing South
African survey industry which was taken into account included:
1.the use of accurately beaconed boundaries rather than
a numerical and/or general boundary to supply the outside figure;
2.the use of a coordinate, albeit only one as a midpoint, to supply
the unique identifier of an individual's rights within an outside figure-group
boundary;
3.relying on the strong South African nationally referenced geodetic
network to which all property and engineering surveys are linked;
4.the continued role of a centralised Surveyor-General and Deeds Registry
system to store the outside figure-group boundary, to supply the administrative
link between the local and central levels; and as the end goal in the
upgradable path;
Also, the South African finance industry uses, among other criteria,
the accurately beaconed boundary survey of the spatial dimension (the
picture) of a land parcel as a guarantee that the rights exist. Survey
therefore delivers hypothecation. The National Housing Forum wanted
it to be possible to bond houses earlier in the land registration process.
This meant that survey, and the type of survey to which the finance
houses were accustomed, had to be built into the model.
Precisely because the new South African constitution did not allow the
expropriation of property "in the public interest" (Land and Agricultural
Policy Centre: 1993:5), i.e. for housing, the cleaning up of the underlying
title before new subdivisions could be registered was a crucial aspect
of South Africa's land registration system's path dependence which had
to be accommodated in the model. Up until 1991 blacks could only own
or occupy about thirteen percent of South Africa's land surface and
consequently the threat of land invasions is very real in South Africa,
if the cadastral system cannot deliver legal land rights efficiently.
This specific aspect was discussed and debated by Fourie and Greene,
and ultimately led to an input directly into national policy.
Some of the sociopolitical institutional arrangements which an attempt
was made to accommodate in the model were:
1.the ANC's stated policies;
2.that conditions of title are a necessary but not
a sufficient condition for people to accept a particular title, and
that political and not just economic value can be attached to different
types of titles;
3.both individual and group rights, and the structural
tension which can occur between them;
4.historical black attitudes to centralised (white)
authority structures in relation to subdividing land and land use controls;
5.that some land surveyors had a history of voluntarily
coming together to think through the land management problems they were
encountering; 6.the variety of cultural texts or land tenure systems,
both Western based and African based, that exist within the national
boundaries of the country.
THE POLICY ARENA
The report was completed before the elections on 27th April 1994. It
predicted how the cadastre would change over time, because of the policies
of a new government serving a largely black and poor constituency. It
also suggested how the cadastre could be adapted to these policies.
Almost immediately after the elections, as a result of Greene's work
in terms of the programme being run by the professional land surveyors
in relation to the new government, ideas from the report were fed into
the thinking of the new policy makers.
These new policy makers would over time bring their ideas into the institutions
of the new government. By June 1994 a programme to draw up legislation
to build a million houses in five years was put in place and Fourie
was drawn onto the government commission writing the legislation. As
an inevitable consequence of the professional land surveyors programme
and her own role some of the ideas from the report became part and parcel
of the thinking of the new policy makers.
CONCLUSION
Given the limitation placed on apparently rational action by path
dependence within a property registration system and the sociopolitical
institutional arrangements which make up a country's land tenure system,
the question which needs to be asked of research reports, such as the
one produced by Fourie, is, to what extent the reforms suggested were
practical? Or to what extent were the range of actors, who drive land
reforms in a country, able to use the research to effect reforms?
The report passed this test in that some ideas from it were subsumed
into policy and/or legislation both by the South African and the Namibian
governments. Also, some of its ideas were taken up by land surveyors
in private practice as new survey products with which to expand their
markets.
As far as survey and the international development banks and foreign
contractors are concerned, South Africa has had virtually no experience
because the international world was waiting for a change of government.
Given the strength of the South African survey industry, we hope that
the international input, which we expect will be made into the country,
will not ultimately lead to the withering of the local institutions
who presently serve the society. Rather international input should be
geared to building capacity in these local institutions, in the way
we have seen throughout this programme to date, so that they can serve
society better.
REFERENCES
African National Congress 1992 Ready to Govern -ANC Policy Guidelines
for a Democratic South Africa, Policy Unit of the African National Congress.
African National Congress 1994 A Basic Guide to the Reconstruction and
Development Programme, Johannesburg.
Association for Anthropology in Southern Africa ND Ethical Guidelines.
Bohannan,P. 1973 'Land', 'Tenure' and Land-Tenure, Land Tenure Center,
Wisconsin-Madison, Reprint No. 105.
Boissevain,J. 1974 Friends of Friends Networks, Manipulators and Coalitions,
Oxford, Basil Blackwell.
Charsley,S. 1982 Culture and Sericulture: Social Anthropology and Development
in a South Indian Livestock Industry, London, Academic Press.
Clifton,J. (ed.) 1970 Applied Anthropology: Readings in the Uses of
the Science of Man, Boston, Houghton Mifflin.
Comaroff,J.L. 1982 Dialectical systems, history and anthropology: units
of study and questions of theory, Journal of Southern African Studies,
8:143:172.
de Soto,H. 1989 The Other Path: The Invisible Revolution in the Third
World, New York, Harper and Row.
Firth,R. 1938 Human Types (first edition), London, T.Nelson and Sons.
Fourie,C. 1994a A New Approach to the Zulu Land Tenure System: An Historical
Anthropological Explanation of the Development of an Informal Settlement,
PhD Thesis, Rhodes University (unpublished).
Fourie,C. 1994b Options for the Cadastre in the New South Africa: Report
to the South African Council for Professional and Technical Surveyors,
Johannesburg, South African Council for Professional and Technical Surveyors.
Grillo,R. and A.Rew 1985 Social Anthropology and Development Policy,
ASA Monographs, London, Tavistock. Grillo,R. 1985 Applied Anthropology
in the 1980s: retrospect and prospect, in R.Grillo and A.Rew (eds.),
Social Anthropology and Development Policy, ASA Monographs, London,
Tavistock.
Jackson,J. ND Extending the cadastre to the poor, internal departmental
paper (unpublished mimeo.)
Jeyanandan,D. and I.P. Williamson 1990 A Cadastral Model for Developing
Countries, in Cadastral Reform '90, The University of Melbourne, Victoria,
Melbourne.
Keesing,FM 1945 The south seas in the modern world (revised ed.), New
York, John Day.
Land and Agricultural Policy Centre 1993 Options for Land Reform and
Rural Restructuring in South Africa, Conference 12th-15th October, 1993,
Johannesburg.
National Housing Forum 1994 Existing and proposed methods of land and
title deed registration in South Africa, Status Report 4.1.1.8 (unpublished).
North,D.C. 1990 Institutions, Institutional Change and Economic Performance,
Cambridge University Press.
Pitt,DC (ed.) 1976 Development from Below. Anthropologists and Development
Situations, The Hague, Mouton.
Redclift,M.R. 1985 Policy Research and Anthropological Compromise, in
R.Grillo and A.Rew (eds.), Social Anthropology and Development Policy,
ASA Monographs, London, Tavistock.
South African Government 1993 The Constitution of the Republic of South
Africa, Act No.200 of 1993, Government Gazette No.15466.
Thompson,L. 1970 Is Applied Anthropology Helping to Develop A Science
of Man?, in J.Clifton (ed.), Applied Anthropology: Readings in the Uses
of the Science of Man, Boston, Houghton Mifflin.
Thornton,R. 1994 Countries, Boundaries, Enemies and Friends in South
Africa. Paper presented at the Anthropological Association for Southern
Africa conference, Durban.
United Nations Centre for Human Settlemetn (HABITAT) 1990 Guidelines
for the Improvement of Land Registration and Land Information Systems
in Developing Countries with special reference to English -speaking
countries in Eastern, Central and Southern Africa, Nairobi.
Van Gysen,H. 1993 The Resilience of the South African Cadastre. Conference
of Southern African Surveyors, Sun City, South Africa.
|